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Sarah joined Ewing in May 2007. At Ewing, Sarah is responsible for ensuring the firm�s compliance with the FINRA, SEC, and other member exchange rules. She also oversees the day-to-day operations of the retail client division. Prior to joining Ewing, Sarah was an Assistant Vice President with Merrill Lynch�s retail banking division. At Merrill, Sarah was responsible for designing the service and operation processes of the strategic initiatives within the Beyond Banking platform. Sarah has a graduate of The American University in Washington, D.C. (BA Public Media and Finance). She also holds her Series 7, 66, & 24 licenses with the FINRA. | 